Business Continuity Plan Summary

Driehaus Securities LLC (“DS LLC” or the “Firm”) is committed to the continuance of business operations in the event of a significant business disruption. The Firm’s strategy for continuing business in response to a significant business disruption is to first ensure the safety and security of all employees and safeguard Firm property. Financial and operational assessments will then be made to quickly recover and resume operations. With that in mind, we are providing you with information on our Business Continuity Plan (the “Plan”).

Business Continuity Plan Summary

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