Michael Shoemaker is the chief compliance officer for Driehaus Capital Management, its affiliated registered broker-dealer, Driehaus Securities, and Driehaus Mutual Funds. He is responsible for ensuring the firm’s activities comply with relevant legal and regulatory requirements by developing and implementing firm-wide compliance policies and procedures. Prior to that, he was associate chief compliance officer for Driehaus Capital Management and Driehaus Securities. Mr. Shoemaker was a compliance officer for PIMCO from 2010-2011, and from 2004 to 2010, he served in various compliance roles at Driehaus Capital Management. Additionally, he serves on the firm’s business management committee.
Mr. Shoemaker earned a B.S. in business administration with a major in accounting from the University of Arizona, an M.B.A. with a concentration in finance and international business from DePaul University, and a J.D. from Chicago-Kent College of Law at Illinois Institute of Technology. He is licensed to practice law in Illinois.